Securities fraud.
I. INTRODUCTION II. ELEMENTS OF THE OFFENSE A. Substantive Fraud 1. Material Misrepresentations and Omissions a. Misstatements and Omissions b. Materiality c. Intent i. Scienter ii. Willfulness d. Reliance e. Entanglement Liability 2. Insider Trading a. The Classical Theory b. The Misappropriation Theory c. Strict Regulation Under Rule 14e-3...

The Pension Answer Book, 2006 ed.
073555353X The pension answer book, 2006 ed. Krass, Stephen J. Aspen Publishers, Inc. 2006 $210.00 Hardcover KF3512 Utilizing a question and answer format, the authors (of the New York City law firm Krass,...

Securities fraud.
I. INTRODUCTION II. ELEMENTS OF THE OFFENSE A. Material Misrepresentations and Omissions 1. Misstatements and Omissions a. Entanglement Liability 2. Materiality 3. Intent a. Scienter b. Willfulness 4. In Connection With the Purchase or Sale of a Security a. Definition of "Security". i. Stocks and Notes Lacking a Profit...

Why do people run after these IPOs?
Byline: BARUN JHA "Investment in IPO is like using a surgeon's knife. It can kill your savings or can make you prosperous." The market has been abuzz with many initial public offerings (IPOs) in the recent past. There are also talks doing the rounds about...

Beyond economically targeted investments: redefining the legal framework of pension fund investments in low-to-moderate income residential real estate.
The test of a first-rate intelligence is the ability to hold two opposed ideas in the mind at the same time, and still retain the ability to function. (1) INTRODUCTION The greatest reservoir of our nation's wealth, pension funds, have long been recognized as a...

Securities fraud.
I. INTRODUCTION Seven statutes regulate Federal securities transactions. (1) Congress passed the most important of these, the Securities Act of 1933 ("1933 Act") and the Securities Exchange Act of 1934 ("1934 Act"), in response to fraud in securities markets and a perceived lack of public information about...

Securities fraud.
I. INTRODUCTION II. ELEMENTS OF THE OFFENSE A. Substantive Fraud 1. Material Misrepresentations and Omissions a. Misstatements and Omissions b. Materiality c. Intent i. Scienter ii. Willfulness d. Reliance e. Entanglement Liability 2. Insider Trading a. The Classical Theory b. The Misappropriation Theory c. Strict Regulation Under Rule 14e-3...

Securities fraud.
I. INTRODUCTION II. ELEMENTS OF THE OFFENSE A. Substantive Fraud 1. Material Misrepresentations and Omissions a. Misstatements and Omissions b. Materiality c. Intent i. Scienter ii. Willfulness d. Reliance e. Entanglement Liability 2. Insider Trading a. The Classical Theory b. The Misappropriation Theory c. Strict Regulation Under Rule 14e-3...

Reluctant capitalists.
The 1983 employee buyout from National Steel of its division in Weirton, West Virginia, prompted an extraordinary response from a whole range of ideological viewpoints on worker capitalism in general and Employee Stock Ownership Plans (ESOPs) in particular. The reason that Weirton stirred up so much interest is no mystery....

On the prowl.
Byline: JOE HARWOOD The Register-Guard GENE WOLFSON can't seem to get away from Jody Coyote Inc., the Eugene-based jewelry manufacturer he founded in 1973. He has twice sold the business that started out as a booth selling hoop earrings at Eugene's Saturday Market and now...